Commodity pool

Results: 289



#Item
201Finance / Hedge fund / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / National Futures Association / Securities regulation in the United States / Futures contract / Commodity trading advisor / Financial economics / Commodities market / Investment

1 July 3,2003 Mr. Jonathan G. Katz Secretary

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Source URL: www.sec.gov

Language: English - Date: 2003-08-15 11:38:30
202Dodd–Frank Wall Street Reform and Consumer Protection Act / Government / United States Code / Bart Chilton / Futures contract / Finance / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Commodity pool

SKADDEN. ARPS, SLATE, MEAGHER Oe FLOM LLP 1440 NEW YORK AVENUE, N.W. FIRM/AFFILIATE OFFICES WASHINGTON, D.C[removed]TEL: ([removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-06-08 14:23:55
203Financial system / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / Commodity trading advisor / Customer Identification Program / Bank Secrecy Act / Futures contract / Commodities market / Finance / Financial economics

U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]removed]

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Source URL: www.cftc.gov

Language: English
204Financial system / Business / Bank Secrecy Act / Futures contract / Money laundering / Customer Identification Program / Commodity Futures Trading Commission / Commodity pool / Commodity broker / Financial regulation / Commodities market / Finance

NFA Regulatory Requirements for FCMs, IBs, CPOs, and CTAs

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-07-01 15:34:40
205Funds / Commodities market / Financial services / Commodity pool / Commodity Futures Trading Commission / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Collective investment scheme / Financial economics / Investment / Finance

| asset management group September 15, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre

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Source URL: www.sec.gov

Language: English - Date: 2011-09-19 11:42:29
206Finance / Hedge fund / Société Générale / Collective investment scheme / Investment management / Commodity pool / Financial economics / Investment / Financial services

Alternatives insight 11 J U LY[removed]MANAGED ACCOUNT PLATFORM RESEARCH

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Source URL: www.lyxor.com

Language: English - Date: 2014-07-24 11:36:25
207Goods / Commodities market / Futures contract / Continuous Commodity Index / Commodity market / Commodity pool / Contango / Commodity Futures Trading Commission / Commodity price index / Financial economics / Investment / Commodity price indices

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-11-20 10:36:20
208Commodities market / Financial markets / United States securities law / Options Clearing Corporation / Commodity Futures Trading Commission / Exchange-traded fund / Commodity pool / Futures contract / Futures exchange / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-01-29 16:46:38
209Commodities market / Financial markets / Exchange-traded fund / Funds / United States securities law / Commodity Futures Trading Commission / Options Clearing Corporation / Futures contract / Commodity pool / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]November 20, 2006 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to

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Source URL: www.sec.gov

Language: English - Date: 2006-11-21 15:24:13
210Financial services / Commodities market / Institutional investors / 76th United States Congress / Hedge fund / Commodity Futures Trading Commission / Commodity pool / Registered Investment Advisor / Commodity trading advisor / Financial economics / Investment / Finance

Microsoft Word - NYDOCS01[removed]Securities and Exchange Commission Proposed Rule 203_b__3 _-2.DOC

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Source URL: www.sec.gov

Language: English - Date: 2004-09-17 12:00:35
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